Regulatory Compliance Officer

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talented team.

Responsibilities:

• Support CCMENA’s daily regulatory compliance obligations under its UAE CMA Category 1 licence, reporting to the Head of Compliance.

• Monitor regulatory developments, assess their impact on the business, and maintain the Regulatory Change Log.

• Maintain the Regulatory Obligations Register and regulatory calendar, tracking licence conditions, reporting deadlines, and ongoing compliance requirements.

• Prepare and coordinate regulatory submissions, filings, and correspondence, ensuring accuracy, completeness, and timely submission.

• Review and update compliance policies and internal procedures to reflect regulatory changes and business developments.

• Support compliance monitoring reviews, document findings, and maintain remediation trackers, following up with relevant teams until actions are completed.

• Prepare compliance reports and updates for the Head of Compliance and senior management, highlighting regulatory developments, issues, and outstanding actions.

• Provide practical compliance guidance to business teams on activities involving securities dealing, international brokerage, OTC derivatives, CFDs, and spot FX.

• Review proposed business changes, products, and services to assess their alignment with regulatory requirements and the entity’s licence permissions.

• Review financial promotions and marketing materials for compliance with applicable regulatory requirements.

• Support complaints oversight by reviewing complaint trends, identifying potential compliance concerns, and tracking corrective actions.

• Assist with CMA inspections and information requests by coordinating responses, gathering supporting documents, and maintaining clear compliance records.

Requirements:

• 3 years of relevant experience in regulatory compliance within a regulated brokerage, investment firm, fintech company, or other financial services organisation.

• Working knowledge of the UAE CMA or DFSA regulatory framework.

• Understanding of securities dealing, international brokerage, OTC derivatives, CFDs, and spot FX, including the compliance considerations relevant to these activities.

• Experience preparing regulatory submissions, maintaining compliance registers, and managing regulatory deadlines.

• Ability to interpret regulatory requirements, assess their business impact, and translate them into practical policies, procedures, and actions.

• Experience supporting compliance monitoring, policy reviews, management reporting, and remediation tracking.

• Strong attention to detail, organisational skills, and the ability to manage multiple priorities and deadlines.

• Strong communication and stakeholder management skills, with the ability to provide clear guidance to business teams.

• Excellent written and spoken English; Arabic language skills will be considered an advantage.

What you will get in return:
• Competitive Salary: We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
• Work-Life Harmony: Join a company that genuinely cares about you -because your life outside of work matters just as much as your time on the clock.
• Generous Time Off: Need a breather? Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
• Employee Referral Program: Love working here? Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
• Comprehensive Health Benefits: We’ve got your back with a medical insurance plan. Plus, location-specific benefits and perks!
• Workation Wonderland: Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
• Volunteer Days: Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most brilliant teams in the industry.