Mashreq Bank
UAE Nationals Only-Compliance Manager- Compliance Assurance Unit- Compliance Group
🇦🇪 UAE, UAE🏢 On-site
ComplianceQuality AssuranceRisk ManagementRegulatory ComplianceInternal Audit
🌙 UAE Nationals Only
At a Glance
- Category
- 🏦 Finance & Banking
- Level
- Mid-Level
- Type
- Full-time
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60 seconds. $5.88 one-time.
🌙 UAE Nationals Only
Mashreq Bank
5000+ employees
- Lead and oversee assigned activities within the Compliance Assurance Unit, ensuring effective delivery of the approved assurance plan and high-quality, risk-based reviews across assigned business and compliance areas.
- Support the development and enhancement of an effective independent Quality Assurance / Compliance Assurance framework across Compliance, including UAE and international locations.
- Provide independent assurance to Compliance Senior Management on the design and operating effectiveness of the Compliance Programme, compliance controls, adherence to regulatory requirements and internal policies.
- Collaborate with Compliance verticals and relevant business stakeholders to assess whether internal controls are operating effectively and regulatory requirements are being met.
- Provide day-to-day technical guidance, challenge and quality oversight during planning, fieldwork, issue validation, reporting and closure of assurance reviews.
- Identify, assess and promptly escalate significant control weaknesses, recurring themes and emerging compliance risks to ensure appropriate management attention and remediation.
- Proactively escalate any critical issues within Compliance and/or Business that may expose the Bank to regulatory, conduct, financial crime or reputational risk.
- Support the Head of Compliance Assurance / Unit Manager in strengthening assurance methodology, governance, reporting and strategic priorities across the Bank
Requirements
- •UAE Nationals Only
- •Experience in leading compliance assurance activities
- •Knowledge of regulatory requirements and internal policies
- •Ability to identify and escalate significant control weaknesses
- •Experience in risk-based reviews across business areas
Responsibilities
- •Lead and oversee assigned activities within the Compliance Assurance Unit
- •Ensure delivery of the approved assurance plan and high-quality reviews
- •Support development of an independent Quality Assurance / Compliance Assurance framework
- •Provide independent assurance to Compliance Senior Management on programme effectiveness
- •Collaborate with stakeholders to assess internal controls and regulatory adherence
- •Provide day-to-day technical guidance, challenge, and quality oversight during fieldwork
- •Identify, assess, and escalate significant control weaknesses and emerging risks
- •Support the Head of Compliance Assurance in strengthening methodology and governance
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What's Your Score?
- See the score Mashreq Bank's ATS gives your resume
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- Download Gulf-ready CV
60 seconds. $5.88 one-time.
GCC Info
🌙 UAE Nationals Only
Company
Mashreq Bank
5000+ employees
Mashreq Bank offers a wide range of banking products and services, including retail, corporate, and investment banking. It serves individuals and businesses across the UAE and internationally.